Privacy Notice

This notice (“Privacy Notice”) is provided by Canopy Capital Group (the “Advisor”) and sets forth the policies of the Advisor with respect to the collection, sharing, and protection of non-public personal information of prospective and existing Account Holders (“you”).  These policies may be changed at any time, provided a notice of such change is given to you. Please read this Privacy Notice carefully to understand what the Advisor does with your non-public personal information.

The Advisor attempts to limit personal information it collects about you to what it needs for ordinary business purposes. As of the date of this notice, the Advisor collects your name, phone number, address, email, partial tax identification number, date of birth, citizenship, country of tax residence, occupation, account number at the custodian of your assets, account number at your registered investment advisor, assets, and transaction income information in the normal course of its operations.  

The Advisor may disclose such personal information about its Account Holders, prospective Account Holders or former Account Holders to non-affiliate service providers (i.e., financial or non-financial companies not related by common ownership or control to the Advisory) and to regulatory bodies for its everyday and ordinary business purposes, such as to process your transactions, maintain your account(s), consult with its lawyers and accountants, respond to court orders and legal investigations, and to comply with regulatory reporting requirements (e.g., anti-money laundering, information reporting, and similar laws). You cannot limit or opt out of these types of sharing.

At this time, the Advisor has no affiliates so no disclosure of personal information to affiliates is contemplated. The Advisor does not otherwise share your information with non-affiliates (e.g., for marketing or other purposes).  The Advisor may update this Privacy Notice from time to time. If the changes are material, Advisor will notify you by posting an updated Privacy Notice on www.canopycapital.com and, if required by law, will obtain your consent prior to those changes taking effect. When you are no longer an Account Holder, the Advisor may continue to share your information as described in this Privacy Notice. However, you may contact the Advisor at any time by emailing compliance@canopycapital.com to seek to limit sharing (subject to the limit in the third paragraph of this Privacy Notice). If you limit sharing for an account you hold jointly with someone else, your choices will apply to everyone on your account.  

To protect your personal information from unauthorized access and use, the Advisor uses security measures that comply with federal and applicable state law.  These measures include technology safeguards, secured files and buildings, and contractual provisions with and due diligence of service providers intended to protect the confidentiality of your information.

If you have any questions about this Privacy Notice, please email compliance@canopycapital.com.